Files
microgpt/README.md
T
jzzliu bd349c6193 Add byte-level BPE tokenizer trained from scratch
Lossless on any string (256-byte base vocab), regex pre-tokenization so merges never
cross word boundaries, incremental pair-count training with deterministic tie-breaks,
special tokens, and JSON persistence. The trainer gains --tokenizer bpe and reports
bits/byte so tokenizers are comparable; old character checkpoints still load.

Tests check the incremental trainer against a naive reference, round-trips on random
unicode, and merge-priority semantics; mutation checks confirmed they fail on broken code.
2026-11-07 20:48:09 -07:00

12 KiB

microgpt

A GPT-style language model written from scratch in PyTorch, plus the inference techniques that matter in production LLM serving: a KV cache, grouped-query attention, continuous batching over variable-length requests, speculative decoding, and a byte-level BPE tokenizer. Every one of them is backed by tests that check correctness against a reference, not just "it runs".

No nn.Transformer, no Hugging Face, no tokenizer library. Attention, masking, caching, batching, sampling and tokenization are all written out explicitly (~1,100 lines of library code) so every line can be reasoned about.

What's inside

Piece Where The interesting part
Causal attention, RoPE, RMSNorm, SwiGLU, tied embeddings model.py The Llama recipe at toy scale; mask offset by cache length
Grouped-query / multi-query attention model.py Cache stores only the KV heads; q is regrouped so matmul broadcasts instead of copying K/V
KV cache + sliding window model.py O(T) work per generated token instead of O(T^2)
Continuous batching batching.py Left-padded shared cache, per-row RoPE positions, key mask, mid-flight admission, column trimming
Speculative decoding speculative.py Exact target distribution (rejection sampling + residual), cache rollback
Byte-level BPE tokenizer bpe.py Lossless on any string (256-byte base), incremental pair-count updates, deterministic ties, special tokens
Sampling: temperature / top-k / top-p sampling.py logits_to_probs exposes the exact sampling distribution (greedy = one-hot)
Trainer train.py AdamW with decoupled decay, warmup + cosine LR, grad clipping

Quickstart

python3 -m venv .venv && source .venv/bin/activate
pip install -e ".[dev]"
pytest                                   # 69 tests, ~15s on CPU

mkdir -p data && curl -sSL -o data/shakespeare.txt \
  https://raw.githubusercontent.com/karpathy/char-rnn/master/data/tinyshakespeare/input.txt
python -m microgpt.train --data data/shakespeare.txt --steps 1200 --batch-size 24
python -m microgpt.train --data data/shakespeare.txt --tokenizer bpe --vocab-size 512 \
    --steps 1200 --batch-size 24 --out checkpoints/bpe.pt   # BPE instead of characters
python -m microgpt.train --data data/shakespeare.txt --n-layer 1 --n-embd 64 --n-head 2 \
    --steps 2000 --out checkpoints/draft.pt            # small draft model

python -m microgpt.generate --prompt "ROMEO:" --tokens 200 --top-k 40
python -m microgpt.generate --prompt "ROMEO:" --tokens 200 --draft checkpoints/draft.pt  # speculative

python scripts/benchmark.py              # KV cache vs no cache
python scripts/bench_gqa.py              # cache memory: MHA vs GQA vs MQA
python scripts/bench_batching.py         # continuous batching throughput
python scripts/bench_speculative.py      # speculative decoding speedup
python scripts/bench_bpe.py              # tokenizer training time and compression

How each feature is verified

KV cache. Prefill-then-decode reproduces the full forward pass to 1e-5, including multi-token continuation (which exercises the offset causal mask). Perturbing future tokens never changes earlier logits. RoPE preserves norms and its attention scores depend only on m - n.

Grouped-query attention. A GQA model must equal a multi-head model whose K/V heads are copies of the GQA ones (weights are copied across and logits compared, both full-forward and token-by-token). Cache bytes are asserted to scale exactly with the number of KV heads.

Continuous batching. Requests of different lengths share one cache. The tests require that greedy output for every request is identical to running it alone, across: queueing behind a full batch, requests joining mid-flight with longer and shorter prompts than the current batch, EOS stopping one row without disturbing others, and the block_size limit. A padded row must not produce NaN (more on that below).

Speculative decoding. At temperature 0 the output equals greedy target decoding token-for-token. For sampling, the test computes the target's exact distribution over the first two generated tokens and the marginal of the third by brute force on a 5-token vocabulary, then checks 2,500 speculative samples against it. A power check asserts the draft really is a different distribution, and I confirmed the test fails when the algorithm is deliberately broken (always accepting proposals, or resampling from p instead of the residual max(0, p - q)).

BPE tokenizer. Round-trips random unicode (accents, CJK, emoji, control characters, underscores) exactly. The incremental trainer is checked against a naive "recount every pair each iteration" reference and must learn identical merges; encoding is checked against a reference that applies merges in learned order; the classic aaabdaaabac example gives the textbook merges. A boundary test asserts merges never cross chunk boundaries. As with speculative decoding, I confirmed the tests fail when the code is deliberately broken (stale pair counts, wrong tie-break, wrong merge priority in the encoder).

Results

All numbers were measured with this repo's scripts on an Intel iMac (6 CPU threads, no GPU). CPU timings are noisy; treat small differences as approximate.

Training (character-level Tiny Shakespeare)

0.81M parameters (4 layers, 128-dim), 1200 steps, about 5.6 minutes:

step train loss val loss
0 4.242 4.235
400 1.657 1.830
800 1.444 1.655
1200 1.348 1.596

Initial loss 4.24 is close to ln 65 = 4.17 (uniform over the 65-character vocabulary), as expected.

BPE tokenizer vs characters

Same architecture, batch size (24) and step count (1200); only the tokenizer differs. Loss per token is not comparable across tokenizers, so the comparison is bits per byte of held-out text:

tokenizer vocab bytes / token params val bits/byte train time
character 65 1.00 0.81M 2.303 5.6 min
byte-level BPE 512 1.88 0.87M 2.127 7.4 min

BPE needs about 8% fewer bits per byte. Read this with care: a BPE batch covers ~1.9x more text (the same 128-token context spans more characters), the model is slightly larger (bigger embedding table), and it trained ~30% longer, so this is not a compute-matched comparison. It also overfits sooner: validation loss rose between steps 1000 and 1200 (2.116 -> 2.127 bits/byte) while training loss kept falling, on only ~0.5M training tokens.

Tokenizer cost and compression on held-out text (scripts/bench_bpe.py, pure Python):

vocab train time (s) bytes/token encode (MB/s) round-trip
300 0.5 1.38 2.73 yes
512 1.1 1.88 2.08 yes
1024 2.7 2.26 1.94 yes
2048 6.5 2.56 1.80 yes

KV cache

new tokens no cache (tok/s) KV cache (tok/s) speedup identical output
32 158.3 194.2 1.2x yes
128 98.2 174.4 1.8x yes
256 74.5 198.8 2.7x yes
480 34.7 167.4 4.8x yes

Cached throughput stays roughly flat as the sequence grows while uncached throughput decays.

Grouped-query attention

8 query heads, 6 layers, 256-dim, cache holding 496 tokens:

KV heads variant params KV cache vs MHA
8 MHA 4.84M 5.8 MiB 1.00x
4 GQA 4.45M 2.9 MiB 0.50x
2 GQA 4.25M 1.5 MiB 0.25x
1 MQA 4.16M 0.7 MiB 0.12x

Memory is exact. Decode speed on this CPU (126 / 176 / 136 / 133 tok/s for 8 / 4 / 2 / 1 KV heads) is not monotonic, which suggests noise, but I did not measure run-to-run variance, so no speed claim is made. The benefit of GQA shown here is cache size, which matters when serving long contexts or many concurrent sequences.

Continuous batching

16 requests (prompts of 8-47 tokens, 64 new tokens each), 6-layer 192-dim model:

strategy tokens/s speedup mean batch
one at a time 240 1.0x 1.0
continuous, max_batch=2 303 1.3x 2.0
continuous, max_batch=4 575 2.4x 4.0
continuous, max_batch=8 1144 4.8x 8.0
continuous, max_batch=16 1767 7.4x 16.0

Caveat: every request here asks for the same number of tokens, so the batch stays full. Real traffic with mixed lengths would see lower occupancy; the scheduler refills slots as rows finish.

Speculative decoding

Target: the 0.81M model (val loss 1.60). Draft: 57.6K parameters, 1 layer (val loss 1.81). Temperature 0.8, 100 new tokens, 12 runs per row:

method s / run speedup acceptance tokens / target pass
target only 0.36 1.00x - 1.0
speculative, gamma=2 0.26 1.38x 64% 2.26
speculative, gamma=4 0.22 1.65x 50% 2.96
speculative, gamma=6 0.22 1.68x 44% 3.59
speculative, gamma=8 0.25 1.42x 32% 3.50

The speedup peaks at moderate gamma and then falls: more proposals per round means each is less likely to be accepted, so the draft's extra work stops paying for itself. The output distribution is the target's in every row (see verification above), so this is a pure speed trade-off. Wall-clock gains depend on the draft being much cheaper than the target; with a GPU-scale target the same acceptance rates would give a larger speedup.

Pitfalls hit (and avoided) while building this

  • Sliding window. An early version claimed cached and uncached generation were identical. They are, but only while the text fits in block_size; past it the two paths slide the window differently. Caught by seeded samples diverging at token 135; the docstring and README now say so.
  • NaN from padding. In a left-padded batch, a padding query has no visible key, so softmax over all -inf gives NaN, and NaN * 0 in the value product poisons real tokens. Fix: every query may always attend to itself (its output is discarded anyway). Covered by a finite-logits assertion.
  • Ties in parity tests (avoided). The default init gives near-uniform logits, where greedy argmax could flip on float noise between code paths. Parity tests therefore use a wider init (tests/helpers.py) so they compare confident outputs rather than ties.
  • A test that could not fail. When I deliberately broke the BPE encoder (applying the highest-rank merge first instead of the lowest), all 19 tests still passed: the random-string comparison against the reference almost never hits two competing overlapping merges. I added a deterministic test (ab vs bc competing for the same b) that does catch it.
  • Wrong test, not wrong code. One batching test failed because it sampled cache width after a row had already been retired in the same step; the engine was right, the assertion was not.

Limitations

  • Past block_size, the single-sequence cache path drops and rebuilds its cache from the latest half-window; the batching engine and speculative decoding instead require sequences to fit in block_size.
  • Speculative decoding handles one sequence at a time and does not combine with the batch engine.
  • The cache grows by torch.cat each step (simple and correct, but it reallocates); a production system would use preallocated or paged blocks.
  • Attention is the plain O(T^2)-memory formulation: no FlashAttention.
  • The BPE trainer and encoder are pure Python: fine for megabyte-scale corpora (seconds), not for web-scale ones. Pre-tokenization is a simplified GPT-2-style regex, not the exact tiktoken pattern, so token ids are not compatible with any public tokenizer.
  • Small scale (0.8M parameters, 1.1 MB of text): the point is correctness and clarity, not sample quality.

Roadmap

  • Paged KV cache (fixed-size blocks, block table) to remove the torch.cat reallocation
  • Speculative decoding inside the batch engine
  • Load a public checkpoint into this architecture and match Hugging Face logits